Audit, Risk and Compliance

Risk & Compliance Manager


Over $100,000



Job Type


Job Ref

Date Posted

Wed, 25th May 2022

A unique opportunity for an experienced Group Risk & Compliance Manager to join a leading Financial Services company.

The Company

Our client is a high profile, International Financial Services firm with a focus on quality and ethical financial investment.

Role purpose

To drive and embed the Risk & Compliance Management Framework and create a strong risk and compliance culture.

Risk Management

  • Maintain and oversee compliance with the Risk Management Framework.
  • Lead risk initiatives and develop risk related policies and frameworks as required.
  • Provide practical risk advisory services to stakeholders, including risk profiling, control assurance, oversight, compliance, incident management and knowledge governance.
  • Conduct Risk in Change assessments on new and existing products, key projects and initiatives and identify and/or recommend appropriate risk countermeasures and best practices.
  • Prepare risk management reporting and insights to senior management and Board.
  • Respond to, manage and mitigate the impact of risk events, breaches and incidents.
  • Lead and implement risk culture programs including training and awareness.
  • Drive continuous improvement of the business control environment through risk improvements, thought leadership, insights and reporting.
  • Promote and create a strong risk and compliance culture


  • Achieve best practice compliance management solutions to meet business needs.
  • Contribute to the development and implementation of an effective compliance and regulatory framework.
  • Lead ongoing compliance risk management maturity assessment and action plan implementation to support the Compliance Management Framework.
  • Coordinate and follow up on policy reviews

Essential knowledge, skills and experience

  • Strong knowledge of Operational and Compliance Risk frameworks.
  • 4+ years’ experience in a business facing role of audit, compliance or risk management.
  • Tertiary qualifications in either a business, commerce or risk discipline.
  • Excellent problem solving, productivity, planning and co-ordination skills.
  • Strong organizational skills and influencing and consulting skills, including the ability to build relationships with stakeholders at all levels and remotely. Ability to analyse risk trends and provide thought leadership.
  • Good written and verbal communication skills, especially in report writing.


  • Flexible working environment
  • Exposure to C-Suite and board level stakeholders
  • Advance your career within risk and compliance

If you have the relevant skills and are interested please click apply or contact Liam Sweeney via [email protected]

Job Application
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