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An exciting opportunity has become available for an experienced Manager with a large local Financial Services Institution within their Enterprise Compliance team. The role will cover a full range of Compliance responsibilities including: the provision of advice, drafting policies and procedures, conducting training, undertaking reviews, engaging with regulators, assessing incidents and breaches, and conducting Compliance Risk assessments.

Key Responsibilities:

• Support the development, implementation and ongoing continuous improvements of the businesses enterprise compliance framework
• Proactive engagement with regulatory authorities and provide support to Lines 1 and 2 on regulator assessment programs
• Regulatory relations: Establish an enterprise-wide regulatory engagement policy and procedures; coordinate and manage the centralised repository of regulatory contacts and interactions
• Project management: for the identified projects act as a project lead, identifying applicable requirements and obligations, informing stakeholders and identifying deliverable’s
• Policy management: Coordinate the collation of the centralised policy repository; track policy update schedule and report on progress against plan; manage allocated EC policy updates or required new policies

Key Requirements:

• 5 years + experience in compliance, risk or audit role within Financial services
• Developed, implemented and continuously improved compliance framework
• Developed and enhanced compliance reviews, testing programs or audit programs
• Experience managing projects
• Dealt with domestic and international regulators
• Drafted reports for boards, committees and regulatory authorities
• Tertiary qualifications in related field
• Experience dealing with government bodies at a senior level

If you have the required experience and are interested in this role please click apply or contact Liam Sweeney via [email protected]