Audit, Risk and Compliance

Surveillance Analyst

Salary

Over $100,000

Location

Sydney

Job Type

Permanent

Job Ref

Date Posted

Mon, 18th May 2020

An exciting opportunity has become available with a leading local bank to join their Institutional team as a Surveillance Analyst.


An exciting opportunity has become available with a leading local bank to join their Financial Markets team as a Monitoring and Surveillance Analyst. The surveillance analyst will work with sophisticated digital technology to conduct surveillance and monitoring activities of transactions and communications across Financial Markets and Treasury Operations.

Key Responsibilities:

  • Review and analyse all relevant data and provide a diverse input / perspective
  • Assist with developing the infrastructure that supports the efficient and effective delivery of digital trading monitoring, surveillance and risk identification within the financial trading markets
  • Consistently applying a risk management approach to all aspects of this role
  • Data / information gathering for analysis
  • Evidencing of all activities undertaken as per agreed minimum standards
  • Identifying and escalating concerns / risks as they relate to regulatory requirements, firm policies and global standards

Key Requirements:

  • Previous experience monitoring trade and surveillance within e-communications
  • Good knowledge of surveillance policies and procedures
  • Knowledge of global regulations as the apply to the financial market products
  • Significant financial markets knowledge with a particular focus on fixed income derivatives and FX
  • Regulatory investigations and complex market misconduct analysis
  • Exposure to trading and risk management system and emerging technologies

If you have the required skills and are interested in this role please click apply or contact Liam Sweeney via Liam.sweeney@marsrecruitment.com.au

Job Application