Audit, Risk and Compliance

Senior Risk and Compliance Analyst


Over $100,000



Job Type


Job Ref

Date Posted

Mon, 29th March 2021

A Senior opportunity for a Risk and Compliance Analyst, looking for the next step in their career.

Key responsibilities:

  • Work closely with the senior leaders within the technology and operations areas
  • Challenge and review of the 1st line’s Risk Control Assessments
  • key data validation / reporting
  • Incident management and breach assessment
  • Review and sample testing of control effectiveness
  • Identification, mapping and management of compliance obligations and associated controls
  • Oversight and advice on the management of conflicts of interest
  • Risk governance and independent 2nd line reporting
  • Ad hoc regulatory engagement

Essential Requirements:

  • Strong communication skills, both written and verbal, to inform or influence specific audiences
  • Pro-active in your approach to your work, anticipating issues before they occur
  • Strong quantitative and qualitative analytical skills to understand and draw insight from data and the ability to think laterally and strategically about drivers of risk and required remedial actions
  • 2+ years of relevant financial services experience in risk management. Experience with operational risk and compliance for technology and operations functions is preferable
  • Understanding of technology development and maintenance, project management and agile delivery method is preferable as is experience with cyber security, cloud outsourcing and IT auditing
  • Experience in providing strategic risk advice and guidance, as well as assisting in designing and implementing operational risk controls, risk workshops and preparing risk reports
  • Knowledge and experience with superannuation and or general financial services compliance is favourable
  • Undergraduate degree in Technology, Law, Business, Commerce, Economics, Finance or equivalent

What you will get in return:

This is a permanent opportunity to be a part of an excellent organisation with a bright future ahead. You will also gain experience allowing you to further growth over the coming years. This role creates a great opportunity to gain valuable industry experience.

If this sounds like your next move, get in touch with Sarah Croke at MARS Recruitment on 0406083702, alternatively you can email for further information – [email protected]

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