Banking

Senior Manager

Salary

AU$130000 - AU$170000 per annum + Super

Location

Sydney CBD, Sydney, Australia

Job Type

Permanent

Job Ref

BBBH22908_1652917495

Date Posted

Thu, 19th May 2022

We have recently been engaged to work with a leading Investment Bank who are looking to grow its local Enterprise


We have recently been engaged to work with a leading Investment Bank who are looking to grow its local Enterprise Compliance team. The role will be at the Senior Manager level and will suit someone with a strong Enterprise Compliance, Control Room background who is looking to specialize within the Conflicts and Resolutions space fully utilizing their Legal & Compliance background.

Key Responsibilities

  • Responsible for logging potential transactions in the bank’s central conflict clearing system
  • Review and implement relevant Frameworks
  • Advise the trading & front office teams
  • Work & assist the wider Enterprise & Investment Compliance teams
  • Identify potential conflicts of interest
  • Validate and capture relevant transactions and company information, generate reports
  • Liaise with other members of the global BSCO team

Requirements

  • Previous experience across Enterprise Compliance, Control Room, or Conflicts & Resolutions
  • Relevant degree in Legal, Finance, or Business
  • Excellent communication and written skills
  • Experience working in Investment/Institutional Banking or Funds & Asset Management

If you have any questions or wish to apply, please email me at: [email protected]

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