Job Search

We have recently been engaged to work with a leading Investment Bank who are looking to grow its local Enterprise Compliance team. The role will be at the Senior Manager level and will suit someone with a strong Enterprise Compliance, Control Room background who is looking to specialize within the Conflicts and Resolutions space fully utilizing their Legal & Compliance background.

Key Responsibilities

• Responsible for logging potential transactions in the bank’s central conflict clearing system
• Review and implement relevant Frameworks
• Advise the trading & front office teams
• Work & assist the wider Enterprise & Investment Compliance teams
• Identify potential conflicts of interest
• Validate and capture relevant transactions and company information, generate reports
• Liaise with other members of the global BSCO team

Requirements

• Previous experience across Enterprise Compliance, Control Room, or Conflicts & Resolutions
• Relevant degree in Legal, Finance, or Business
• Excellent communication and written skills
• Experience working in Investment/Institutional Banking or Funds & Asset Management

If you have any questions or wish to apply, please email me at: [email protected]