Banking, Wealth and Insurance

Mandate Compliance Analyst




Job Type


Job Ref

Date Posted

Fri, 26th April 2019

Global Fund Manager
Growth Opportunity
Great Worklife Balance
An exciting new opportunity has arisen for an experienced investment compliance professional to join a global fund manager.

This role sits within the Investment Compliance team in which the team is responsible for providing pre & post trade investment compliance functionalities.

The Investment Compliance team is part of the Investment Operations area of the business which is responsible for the administration & servicing of the funds & portfolios of assets for the Life & Funds Management businesses.


Role Responsabilities:

  • Pre-Trade & Post-Trade Investment Compliance Monitoring
  • Providing accurate, concise and timely analysis of non-compliance events
  • Providing reporting analysis to Front Office, Risk & Compliance and Product/Institutional Client Services Teams.
  • Liaising with Investment Operations teams to address issues with static data/trade bookings.
  • Analysing new or amended Investment Guidelines to identify any monitoring gaps and provide feedback where necessary.
  • Drafting, testing and reviewing compliance rules


Essential Criteria:

  • 2-4 years’ experience within Investment Compliance is essential
  • Strong knowledge of financial markets, investment restrictions and funds management
  • Advanced Excel Skills
  • Previous experience of using SimCorp Dimension is prefferred


If you are a suitable candidate for this position and have the relevant experience please  send your resume to  

Please note that all applications will be handled in the strictest of confidence.

For further information please contact Chris Wood 02 903 4922
Job Application