Financial Services

Client Relationship Manager | Onboarding

Salary

+ Super

Location

Sydney CBD, Sydney, Australia

Job Type

Permanent

Job Ref

BBBH22549_1652774032

Date Posted

Tue, 17th May 2022

Great opportunity has arisen for a Client Service Manager – Onboarding, to join a well-known fund manager to support the


Great opportunity has arisen for a Client Service Manager – Onboarding, to join a well-known fund manager to support the broader Client Relationship and Service Team. Reporting direct to the Client Services Director, Client Service Manager will be responsible for the AML/KYC and ongoing due diligence of the client during and after the onboarding period.

A high performing and collaborative environment with a strong team culture, this role would suit an individual who has previous experience in client service/onboarding, compliance and governance ideally within funds management.

Role & Responsibilities

  • Responsible for conducting AML/KYC for new clients and mandates during the onboarding process
  • Maintain the KYC register and manage the ongoing client due diligence
  • Responsible for the creation of the IMA obligations register for new mandates
  • Support the Relationship Manager by collating the information required and managing client audit requests.
  • Responsible for managing the audit review and furnishing the documentation requested by FSI external and internal auditors
  • Comply with and ensure the internal controls policy frameworks are communicated and adhere to Group policies
  • Support process improvement by disseminating successful risk management practices

Essential Criteria

  • Tertiary qualifications desirable
  • 3-5 years’ experience in a client service/onboarding/compliance/governance-related role within the financial services industry, preferably in funds management
  • Sound knowledge of AML/KYC regulations and end to end Onboarding processes
  • Strong people skills with experience in effectively communication and working with internal and external stakeholders

If you are interested in learning more, please contact Angela Stephan for a confidential discussion- [email protected]

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